Lemma 53.10.1. Let $X$ be a proper curve over a field $k$ with $H^0(X, \mathcal{O}_ X) = k$. If $X$ has genus $0$, then every invertible $\mathcal{O}_ X$-module $\mathcal{L}$ of degree $0$ is trivial.
53.10 Curves of genus zero
Later we will need to know what a proper genus zero curve looks like. It turns out that a Gorenstein proper genus zero curve is a plane curve of degree $2$, i.e., a conic, see Lemma 53.10.3. A general proper genus zero curve is obtained from a nonsingular one (over a bigger field) by a pushout procedure, see Lemma 53.10.5. Since a nonsingular curve is Gorenstein, these two results cover all possible cases.
Proof. Namely, we have $\dim _ k H^0(X, \mathcal{L}) \geq 0 + 1 - 0 = 1$ by Riemann-Roch (Lemma 53.5.2), hence $\mathcal{L}$ has a nonzero section, hence $\mathcal{L} \cong \mathcal{O}_ X$ by Varieties, Lemma 33.44.12. $\square$
Lemma 53.10.2. Let $X$ be a proper curve over a field $k$ with $H^0(X, \mathcal{O}_ X) = k$. Assume $X$ has genus $0$. Let $\mathcal{L}$ be an invertible $\mathcal{O}_ X$-module of degree $d > 0$. Then we have
$\dim _ k H^0(X, \mathcal{L}) = d + 1$ and $\dim _ k H^1(X, \mathcal{L}) = 0$,
$\mathcal{L}$ is very ample and defines a closed immersion into $\mathbf{P}^ d_ k$.
Proof. By definition of degree and genus we have
Let $s$ be a nonzero section of $\mathcal{L}$. Then the zero scheme of $s$ is an effective Cartier divisor $D \subset X$, we have $\mathcal{L} = \mathcal{O}_ X(D)$ and we have a short exact sequence
see Divisors, Lemma 31.14.10 and Remark 31.14.11. Since $H^1(X, \mathcal{O}_ X) = 0$ by assumption, we see that $H^0(X, \mathcal{L}) \to H^0(X, \mathcal{L}|_ D)$ is surjective. As $\mathcal{L}|_ D$ is generated by global sections (because $\dim (D) = 0$, see Varieties, Lemma 33.33.3) we conclude that the invertible module $\mathcal{L}$ is generated by global sections. In fact, since $D$ is an Artinian scheme we have $\mathcal{L}|_ D \cong \mathcal{O}_ D$1 and hence we can find a section $t$ of $\mathcal{L}$ whose restriction of $D$ generates $\mathcal{L}|_ D$. The short exact sequence also shows that $H^1(X, \mathcal{L}) = 0$.
For $n \geq 1$ consider the multiplication map
We claim this is surjective. To see this we consider the short exact sequence
The sections of $\mathcal{L}^{\otimes n + 1}$ coming from the left in this sequence are in the image of $\mu _ n$. On the other hand, since $H^0(\mathcal{L}) \to H^0(\mathcal{L}|_ D)$ is surjective and since $t^ n$ maps to a trivialization of $\mathcal{L}^{\otimes n}|_ D$ we see that $\mu _ n(H^0(X, \mathcal{L}) \otimes t^ n)$ gives a subspace of $H^0(X, \mathcal{L}^{\otimes n + 1})$ surjecting onto the global sections of $\mathcal{L}^{\otimes n + 1}|_ D$. This proves the claim.
Observe that $\mathcal{L}$ is ample by Varieties, Lemma 33.44.14. Hence Morphisms, Lemma 29.43.17 gives an isomorphism
Since the maps $\mu _ n$ are surjective for all $n \geq 1$ we see that the graded algebra on the right hand side is a quotient of the symmetric algebra on $H^0(X, \mathcal{L})$. Choosing a $k$-basis $s_0, \ldots , s_ d$ of $H^0(X, \mathcal{L})$ we see that it is a quotient of a polynomial algebra in $d + 1$ variables. Since quotients of graded rings correspond to closed immersions of $\text{Proj}$ (Constructions, Lemma 27.11.5) we find a closed immersion $X \to \mathbf{P}^ d_ k$. We omit the verification that this morphism is the morphism of Constructions, Lemma 27.13.1 associated to the sections $s_0, \ldots , s_ d$ of $\mathcal{L}$. $\square$
Lemma 53.10.3. Let $X$ be a proper curve over a field $k$ with $H^0(X, \mathcal{O}_ X) = k$. If $X$ is Gorenstein and has genus $0$, then $X$ is isomorphic to a plane curve of degree $2$.
Proof. Consider the invertible sheaf $\mathcal{L} = \omega _ X^{\otimes -1}$ where $\omega _ X$ is as in Lemma 53.4.1. Then $\deg (\omega _ X) = -2$ by Lemma 53.8.3 and hence $\deg (\mathcal{L}) = 2$. By Lemma 53.10.2 we conclude that choosing a basis $s_0, s_1, s_2$ of the $k$-vector space of global sections of $\mathcal{L}$ we obtain a closed immersion
Thus $X$ is a plane curve of some degree $d$. Let $F \in k[T_0, T_1, T_2]_ d$ be its equation (Lemma 53.9.1). Because the genus of $X$ is $0$ we see that $d$ is $1$ or $2$ (Lemma 53.9.3). Observe that $F$ restricts to the zero section on $\varphi (X)$ and hence $F(s_0, s_1, s_2)$ is the zero section of $\mathcal{L}^{\otimes 2}$. Because $s_0, s_1, s_2$ are linearly independent we see that $F$ cannot be linear, i.e., $d = \deg (F) \geq 2$. Thus $d = 2$ and the proof is complete. $\square$
Proposition 53.10.4 (Characterization of the projective line). Let $k$ be a field. Let $X$ be a proper curve over $k$. The following are equivalent
$X \cong \mathbf{P}^1_ k$,
$X$ is smooth and geometrically irreducible over $k$, $X$ has genus $0$, and $X$ has an invertible module of odd degree,
$X$ is geometrically integral over $k$, $X$ has genus $0$, $X$ is Gorenstein, and $X$ has an invertible sheaf of odd degree,
$H^0(X, \mathcal{O}_ X) = k$, $X$ has genus $0$, $X$ is Gorenstein, and $X$ has an invertible sheaf of odd degree,
$X$ is geometrically integral over $k$, $X$ has genus $0$, and $X$ has an invertible $\mathcal{O}_ X$-module of degree $1$,
$H^0(X, \mathcal{O}_ X) = k$, $X$ has genus $0$, and $X$ has an invertible $\mathcal{O}_ X$-module of degree $1$,
$H^1(X, \mathcal{O}_ X) = 0$ and $X$ has an invertible $\mathcal{O}_ X$-module of degree $1$,
$H^1(X, \mathcal{O}_ X) = 0$ and $X$ has closed points $x_1, \ldots , x_ n$ such that $\mathcal{O}_{X, x_ i}$ is normal and $\gcd ([\kappa (x_ i) : k]) = 1$, and
add more here.
Proof. We will prove that each condition (2) – (8) implies (1) and we omit the verification that (1) implies (2) – (8).
Assume (2). A smooth scheme over $k$ is geometrically reduced (Varieties, Lemma 33.25.4) and regular (Varieties, Lemma 33.25.3). Hence $X$ is Gorenstein (Duality for Schemes, Lemma 48.24.3). Thus we reduce to (3).
Assume (3). Since $X$ is geometrically integral over $k$ we have $H^0(X, \mathcal{O}_ X) = k$ by Varieties, Lemma 33.26.2. and we reduce to (4).
Assume (4). Since $X$ is Gorenstein the dualizing module $\omega _ X$ as in Lemma 53.4.1 has degree $\deg (\omega _ X) = -2$ by Lemma 53.8.3. Combined with the assumed existence of an odd degree invertible module, we conclude there exists an invertible module of degree $1$. In this way we reduce to (6).
Assume (5). Since $X$ is geometrically integral over $k$ we have $H^0(X, \mathcal{O}_ X) = k$ by Varieties, Lemma 33.26.2. and we reduce to (6).
Assume (6). Then $X \cong \mathbf{P}^1_ k$ by Lemma 53.10.2.
Assume (7). Observe that $\kappa = H^0(X, \mathcal{O}_ X)$ is a field finite over $k$ by Varieties, Lemma 33.26.2. If $d = [\kappa : k] > 1$, then every invertible sheaf has degree divisible by $d$ and there cannot be an invertible sheaf of degree $1$. Hence $d = 1$ and we reduce to case (6).
Assume (8). Observe that $\kappa = H^0(X, \mathcal{O}_ X)$ is a field finite over $k$ by Varieties, Lemma 33.26.2. Since $\kappa \subset \kappa (x_ i)$ we see that $k = \kappa $ by the assumption on the gcd of the degrees. The same condition allows us to find integers $a_ i$ such that $1 = \sum a_ i[\kappa (x_ i) : k]$. Because $x_ i$ defines an effective Cartier divisor on $X$ by Varieties, Lemma 33.43.8 we can consider the invertible module $\mathcal{O}_ X(\sum a_ i x_ i)$. By our choice of $a_ i$ the degree of $\mathcal{L}$ is $1$. Thus $X \cong \mathbf{P}^1_ k$ by Lemma 53.10.2. $\square$
Lemma 53.10.5. Let $X$ be a proper curve over a field $k$ with $H^0(X, \mathcal{O}_ X) = k$. Assume $X$ is singular and has genus $0$. Then there exists a diagram where
$k'/k$ is a nontrivial finite extension,
$X' \cong \mathbf{P}^1_{k'}$,
$x'$ is a $k'$-rational point of $X'$,
$x$ is a $k$-rational point of $X$,
$X' \setminus \{ x'\} \to X \setminus \{ x\} $ is an isomorphism,
$0 \to \mathcal{O}_ X \to \nu _*\mathcal{O}_{X'} \to k'/k \to 0$ is a short exact sequence where $k'/k = \kappa (x')/\kappa (x)$ indicates the skyscraper sheaf on the point $x$.
Proof. Let $\nu : X' \to X$ be the normalization of $X$, see Varieties, Sections 33.27 and 33.41. Since $X$ is singular $\nu $ is not an isomorphism. Then $k' = H^0(X', \mathcal{O}_{X'})$ is a finite extension of $k$ (Varieties, Lemma 33.26.2). The short exact sequence
and the fact that $\mathcal{Q}$ is supported in finitely many closed points give us that
$H^1(X', \mathcal{O}_{X'}) = 0$, i.e., $X'$ has genus $0$ as a curve over $k'$,
there is a short exact sequence $0 \to k \to k' \to H^0(X, \mathcal{Q}) \to 0$.
In particular $k'/k$ is a nontrivial extension.
Next, we consider what is often called the conductor ideal
This is a quasi-coherent $\mathcal{O}_ X$-module. We view $\mathcal{I}$ as an ideal in $\mathcal{O}_ X$ via the map $\varphi \mapsto \varphi (1)$. Thus $\mathcal{I}(U)$ is the set of $f \in \mathcal{O}_ X(U)$ such that $f \left(\nu _*\mathcal{O}_{X'}(U)\right) \subset \mathcal{O}_ X(U)$. In other words, the condition is that $f$ annihilates $\mathcal{Q}$. In other words, there is a defining exact sequence
Let $U \subset X$ be an affine open containing the support of $\mathcal{Q}$. Then $V = \mathcal{Q}(U) = H^0(X, \mathcal{Q})$ is a $k$-vector space of dimension $n - 1$. The image of $\mathcal{O}_ X(U) \to \mathop{\mathrm{Hom}}\nolimits _ k(V, V)$ is a commutative subalgebra, hence has dimension $\leq n - 1$ over $k$ (this is a property of commutative subalgebras of matrix algebras; details omitted). We conclude that we have a short exact sequence
where $\text{Supp}(\mathcal{A}) = \text{Supp}(\mathcal{Q})$ and $\dim _ k H^0(X, \mathcal{A}) \leq n - 1$. On the other hand, the description $\mathcal{I} = \mathop{\mathcal{H}\! \mathit{om}}\nolimits _{\mathcal{O}_ X}(\nu _*\mathcal{O}_{X'}, \mathcal{O}_ X)$ provides $\mathcal{I}$ with a $\nu _*\mathcal{O}_{X'}$-module structure such that the inclusion map $\mathcal{I} \to \nu _*\mathcal{O}_{X'}$ is a $\nu _*\mathcal{O}_{X'}$-module map. We conclude that $\mathcal{I} = \nu _*\mathcal{I}'$ for some quasi-coherent sheaf of ideals $\mathcal{I}' \subset \mathcal{O}_{X'}$, see Morphisms, Lemma 29.11.6. Define $\mathcal{A}'$ as the cokernel:
Combining the exact sequences so far we obtain a short exact sequence $0 \to \mathcal{A} \to \nu _*\mathcal{A}' \to \mathcal{Q} \to 0$. Using the estimate above, combined with $\dim _ k H^0(X, \mathcal{Q}) = n - 1$, gives
However, since $X'$ is a curve over $k'$ we see that the left hand side is divisible by $n$ (Varieties, Lemma 33.44.10). As $\mathcal{A}$ and $\mathcal{A}'$ cannot be zero, we conclude that $\dim _ k H^0(X', \mathcal{A}') = n$ which means that $\mathcal{I}'$ is the ideal sheaf of a $k'$-rational point $x'$. By Proposition 53.10.4 we find $X' \cong \mathbf{P}^1_{k'}$. Going back to the equalities above, we conclude that $\dim _ k H^0(X, \mathcal{A}) = 1$. This means that $\mathcal{I}$ is the ideal sheaf of a $k$-rational point $x$. Then $\mathcal{A} = \kappa (x) = k$ and $\mathcal{A}' = \kappa (x') = k'$ as skyscraper sheaves. Comparing the exact sequences given above, this immediately implies the result on structure sheaves as stated in the lemma. $\square$
Example 53.10.6. In fact, the situation described in Lemma 53.10.5 occurs for any nontrivial finite extension $k'/k$. Namely, we can consider The spectrum of $A$ is an affine curve, which we can glue to the spectrum of $B = k'[y]$ using the isomorphism $A_ x \cong B_ y$ sending $x^{-1}$ to $y$. The result is a proper curve $X$ with $H^0(X, \mathcal{O}_ X) = k$ and singular point $x$ corresponding to the maximal ideal $A \cap (x)$. The normalization of $X$ is $\mathbf{P}^1_{k'}$ exactly as in the lemma.
Post a comment
Your email address will not be published. Required fields are marked.
In your comment you can use Markdown and LaTeX style mathematics (enclose it like $\pi$
). A preview option is available if you wish to see how it works out (just click on the eye in the toolbar).
All contributions are licensed under the GNU Free Documentation License.
Comments (2)
Comment #2999 by Ariyan on
Comment #3122 by Johan on